top of page

Works

Policy Making & Technical Governance Skills

 

Arbitration (Ìdájọ́ Ododo)

  • Extensive experience resolving competing stakeholder interests through structured analysis of public comments, enforcement concerns, investor protections, and industry practices.

  • Drafted regulatory frameworks that balanced fairness, clarity, and enforceability—mirroring the kingly role of impartially weighing disputes and guiding resolution grounded in precedent and equity.

 

Counsel (Ìmọ̀ràn àti Ọgbọ́n)

  • Served as trusted adviser to SEC Division leadership, the Office of General Counsel, and Commissioner Counsels on complex legal and policy questions.

  • Provided technical guidance to advisory committees and subcommittees, reflecting the traditional expectation that a ruler offers informed counsel rooted in wisdom, experience, and restraint.

 

Consensus-Building (Ìbáṣepọ̀ àti Àjọṣe)

  • Facilitated dialogue among regulators, market participants, investors, innovators, and advocacy groups to synthesize divergent views into coherent policy outcomes.

  • Staff Counsel to the Asset Management Advisory Committee (AMAC) and Principal Staff Counsel to the ESG and Diversity & Inclusion Subcommittees—roles centered on forging consensus and presenting unified recommendations to the Commission.

 

Stewardship (Ìtọ́jú Àṣẹ àti Ìtẹ̀síwájú)

  • Participated in long-term policy design initiatives, including ESG disclosure, custody safeguards, fiduciary standards, and product naming integrity, with a focus on institutional durability and public trust.

  • Recognized with SEC Chairman’s Awards for excellence and service, underscoring a stewardship ethic aligned with preserving institutions for future generations.

Institutional Training & Knowledge Transfer

 

  • Presenter in SEC-University programs on rulemaking initiatives under the Investment Advisers Act and Investment Company Act.

  • Delivered internal training to staff across multiple SEC divisions.

  • Member, SEC Division Hiring Committee.

  • Member, SEC Local Labor Management Forum, contributing to employee–management collaboration and institutional effectiveness.

  • Co-Chair, African American Council (AAC), one of the SEC’s principal employee-led governance groups.

  • Worked directly with the SEC Chairman, Chief of Staff, Senior Officers, and the Office of Minority and Women Inclusion on agency-wide diversity and inclusion initiatives.

  • Organized SEC-wide cultural and educational programs and contributed policy input to the SEC Diversity Council.

  • Recipient of Chairman’s Award for Excellence (2019 – Reg BI Rulemaking; 2020 – Investor Experience Team and AAC Leadership).

 

Leadership Positions

  • Legal & Regulatory Leader at Simpson Thacher & Bartlett advising global financial institutions like JP Morgan, Blackstone, KKR, and Blackrock, and their investment managers, and boards on governance, compliance, disclosures, and regulatory strategy.

  • Adviser to fund boards and sponsors on regulatory compliance, ESG governance, and complex transactional matters.​

  • Principal contributor to major federal rulemaking initiatives, including Regulation Best Interest (Reg BI), Form CRS, fiduciary duty interpretations, custody reforms, ESG disclosure initiatives, and investment fund naming regulations.

  • Recipient of multiple SEC Chairman’s Awards for excellence in rulemaking and service to investors.

  • ​Partner at Adomi Group providing strategic leadership across advisory, investment, policy, and development initiatives with a focus on institutional integrity, long‑term value creation, and cross‑border engagement.

 

Community & Civic Leadership

​​

  • Active participation in Obayori Akilé Ijebu Regberegbe, age‑grade service, community development initiatives, and collective responsibility within Ijebu civic tradition.

  • Led agency‑wide diversity, inclusion, outreach, and cultural education initiatives; recognized with Chairman’s Award for Excellence.

 

Educational Qualifications

Bachelor of Arts – City University of New York (Lehman College)

  • Concentrations: Economics, Finance, English Literature, and Drama

  • Starr Foundation Full Tuition Scholarship Recipient

 

Juris Doctor (J.D.) – Hofstra University, Maurice A. Deane School of Law

  • Recipient, New York State Bar Association Corporate Counsel Section’s Kenneth G. Standard Award

  • Moot Court Team (Spirit of the Court Award)

  • Institute for the Study of Conflict Resolution – Mediation Certificate


Executive LL.M. in Securities and Financial Law – Georgetown University Law Center

  • Focus on financial regulation, investment management, and capital markets law

 

Degrees and Membership of Professional Organizations

 

Academic Degrees

  • Executive LL.M., Securities and Financial Law

  • Juris Doctor (J.D.)

  • Bachelor of Arts (B.A.)

 

Professional Certifications & Bar Memberships

  • Attorney admitted to practice in the State of New York

  • Attorney admitted to practice in the District of Columbia

 

Professional and Learned Affiliations

  • Member, New York State Bar

  • Member, District of Columbia Bar

  • Former Senior Counsel, United States Securities and Exchange Commission (SEC)

  • Former Regulatory Analyst and Legal Intern, Financial Industry Regulatory Authority (FINRA)

“Ọba kì í ṣe ẹni tí ń pariwo; ọba ni ẹni tí ń gbọ́ gbogbo ènìyàn, tí ń dájọ́ pẹ̀lú òdodo, tí ń gba ìmọ̀ràn, tí ń dá ìbáṣepọ̀ sílẹ̀, tí ń sì tọ́jú àṣẹ fún ìran tí ń bọ̀."  ​(A king is not one who shouts; a king is one who listens to all, judges with fairness, offers wise counsel, builds consensus, and preserves authority for generations yet to come.)

© 2025 by Barr. Prince Olawale Adeyemi-Oriola

bottom of page